Short selling - PDFSEARCH.IO - Document Search Engine

Short selling
Results: 2054

#	Item
951	Incoming Letter: Nuveen Asset Management, Inc., et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-18 17:19:40 Credit Securities Securities lending Short selling Nuveen Investments Repurchase agreement Security Collateral Bank Financial economics Finance Economics
952	J.T. Corbin, Inc., T & W Consultants, LLC, Jeffery K. Trilling, and Gregory Welch - CO Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 13:12:28 United States securities law Securities Selling away Registered representative Short Investment banking Collective investment scheme Citigroup Financial adviser Financial economics Finance Investment
953	FCE Investments.com, First Cash Express, Inc. and Alvin A. Ambrose - SOTCD Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 11:25:02 Financial markets United States securities law Financial regulation Short selling Securities Act Security Broker-dealer Short Financial adviser Financial economics Finance Financial system
954	Asia Pacific Energy Inc., Travis Armstrong, Global Partners Capital, Gerard Banks, and Shawn Miller - SOTCD Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 11:18:42 Financial markets Financial regulation Stock market Short selling New Deal Securities Act Security Broker-dealer Short Financial economics Investment Financial system
955	FCE Investments.com, First Cash Express, Inc. and Alvin A. Ambrose - CO Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 13:28:27 Short selling Financial markets United States securities law Security Stock market Short Securities Act Financial economics Finance Investment
956	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2012-10-15 13:15:13 Financial system Financial markets Short selling Security Stock market Securities Act Broker-dealer Short Financial Industry Regulatory Authority Financial economics United States securities law Finance
957	Page 1 of 5 Information Maintained by the Office of Code Revision Indiana Legislative Services Agency[removed]:47:07 AM EST IC[removed]Chapter 12. Telephone Solicitations Add to Reading List Source URL: in.gov Language: English - Date: 2014-09-25 13:38:43 Finance Short Sales Business Financial regulation Short selling
958	Microsoft Word - ARCMF Declarations and Credit Check.docx Add to Reading List Source URL: www.arkansas.gov Language: English - Date: 2011-05-03 16:20:35 Financial markets Financial regulation Commodities market Commodity Futures Trading Commission Short selling Securities regulation in the United States U.S. Securities and Exchange Commission Futures contract Commodity pool Finance Financial economics Business
959	Strengthening Practices for Preventing and Detecting Illegal Options Trading Used to Reset Reg SHO Close-out Obligations Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-09 13:21:05 Financial markets Financial regulation Short selling Short Naked short selling Locate Broker-dealer Futures contract Option Financial economics Finance Financial system
960	eFox.net, Inc. and Joseph R. Preston - OSC Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-01-25 10:48:51 Business 73rd United States Congress United States Securities and Exchange Commission Financial regulation Short selling Securities Act Security U.S. Securities and Exchange Commission Securities and Exchange Commission Financial economics United States securities law Finance

UPDATE